Built for SEC- and state-registered advisers. Anchored by AdvisorAssure — our flagship cyber program for client confidence, regulatory readiness, and custodian integration security.
AdvisorAssure - Named vCISO, client and custodian DDQ library, SEC/FINRA/state compliance artifacts, custodian and aggregator integration security, quarterly client-confidence reports
SEC, FINRA & State Aligned - Documented controls, incident response, records retention — ready for your next exam or audit
Custodian & Aggregator Integration Security - Built around how your firm actually connects to Schwab, Fidelity, Pershing, and the data aggregators that power your operations
A wealth management firm holds the most concentrated PII most attackers will ever target — net worth, account numbers, beneficiaries, family details, sometimes health and legal. A single breach can end client relationships and trigger state notification laws across every jurisdiction your clients live in.
SEC oversight if you're a registered investment adviser. FINRA if you have a B/D affiliate. State RIA registration in every state where you have clients. NYDFS if you have NY presence. DOL fiduciary rule overlays on retirement assets. Most of these regimes ask different cyber questions. You answer all of them.
Schwab, Fidelity, Pershing, Goldman, Pontera. Orion, Black Diamond, Tamarac, Envestnet, Addepar. eMoney, MoneyGuide, RightCapital. Every one of these is an integration point. Every integration is a security boundary.
High-net-worth clients increasingly have their own family office, attorney, or wealth consultant evaluating cybersecurity before signing. These reviews are detailed and growing more common.
Custodian portals, planning software, CRM, document management — all riding on top of Microsoft 365, identity, and endpoint controls. A generalist MSP treats this like any other small business, which is how you end up with flat networks and client portals accessible from every workstation.
The WM-specific program that covers everything your clients, regulators, and custodians expect. One brand. Named components. Client-confidence reporting.
Named vCISO Leadership
SEC / FINRA / State RIA Compliance Artifacts
Living Client Cyber DDQ & Audit Response Library
Custodian & Aggregator Integration Security
Quarterly Client-Confidence Reports
Fully Managed IT for WM
Your full IT department, run by a team that knows what "trail" and "billing tier" mean.
24/7 helpdesk
Strategic roadmap
M365 + Entra ID hardening
Custodian and CRM integration
QBRs with COO/CCO
Co-Managed IT
Augment your internal IT lead with WM-depth expertise.
After-hours coverage
Tier 3 engineering bench
Compliance tooling
AdvisorAssure escalation path
Cybersecurity Program
The technical defense stack that feeds AdvisorAssure: evidence-backed, mapped to NIST CSF 2.0.
MDR + EDR
Identity + MFA hardening
Email security (BEC- and wire-fraud-focused)
Tabletop exercises
Advisor-team-specific awareness training
Inside AdvisorAssure: What Your Clients Get When You Work With Triada
AdvisorAssure is the advisor-confidence program within TriadaAssure — Triada's cyber program family for SEC-regulated investment firms. Five named components. One client-confidence story.
Get the AdvisorAssure Family Office DDQ Response TemplateNamed vCISO Leadership
A CISSP-led senior security leader named to your firm. Sits in on family office due diligence calls, briefs your CCO, represents your cyber program to regulators and prospective clients.
SEC / FINRA / State RIA Compliance Artifacts
The documented evidence your CCO needs to pass a routine exam from the SEC, FINRA, or any state regulator your firm answers to.
Living Client Cyber DDQ & Audit Response Library
A maintained response library covering the cyber and privacy question patterns recurring across client onboarding, family office reviews, regulator exams, custodian audits, and cyber insurance applications. New requests turn around in days.
Custodian & Aggregator Integration Security
The part of AdvisorAssure built around what's unique to wealth management: the network of custodians, planning tools, CRM platforms, and aggregators that power your daily operations.
Quarterly Client-Confidence Reports
The artifact that closes the loop. Each quarter, a concise report on your cyber posture, client DDQ activity, compliance artifact status, and custodian/aggregator integration health. Use it in client review meetings, marketing materials, or annual compliance committee packets.
Client cyber DDQ response
Maintained library for family office gatekeeper and high-net-worth client cyber questionnaires
Family office meeting prep
Named vCISO can join family office review meetings
Regulator exam support
SEC, FINRA, and state examiners increasingly ask cyber questions. AdvisorAssure produces the artifacts that answer them.
Cyber insurance application support
The questionnaires are getting harder. We answer them with evidence.
Your custodians, performance reporting, planning tools, CRM, and aggregators run their platforms. Triada makes sure your team accesses them securely and your client data is protected at every integration point.
Microsoft 365 environment
Exchange Online, SharePoint, Teams, OneDrive, Entra ID (formerly Azure AD), conditional access, Intune
Identity & access
MFA enforcement, SSO into custodian and aggregator platforms, privileged access controls, offboarding runbooks for advisor and ops turnover
Endpoint
Windows and macOS management, EDR, disk encryption, patch management
Network
Firewalls, secure wireless, VPN / zero trust, remote office and home-advisor setup
Email security
Anti-phishing, BEC protection (advisor and client impersonation), wire fraud protection, DMARC/DKIM/SPF
Backup & recovery
M365 data, file server, endpoint backup, tested restore procedures including client document recovery
Detection & response
24/7 MDR, SIEM, threat hunting
Awareness training
Advisor-team-specific scenarios — wire fraud, client impersonation, BEC against the advisor (the most common attack on WM firms)
| Capability | Generic MSP / MSSP | Triada Networks + LPAssure |
|---|---|---|
| Understands custodian relationships, client billing, fee tiers | ||
| Hardens M365 and Entra ID for custodian and aggregator access | ||
| Can respond to a family office cyber DDQ | ||
| Knows the multi-state cyber compliance patchwork | ||
| Delivers a named program (AdvisorAssure) covering client, SEC, FINRA, and custodian cyber | ||
| CISSP-led, InfraGard member leadership | varies | |
| Provides a named vCISO who sits in on family office reviews | ||
| Trained on advisor-specific BEC and wire fraud patterns |
Assess
Strategic technology assessment + cyber/risk assessment, mapped to NIST CSF 2.0, SEC, FINRA, and state requirements
Plan
Prioritized roadmap, risk register, budget, compliance artifact inventory
Implement
Remediation sprints, stack migration (if needed), control rollout, documentation build
Support
Daily ops, quarterly assessments, executive reporting, client/regulator readiness maintenance
Our 90-Day Satisfaction Guarantee — If you' re not satisfied within 90 days, we'll cancel your contract and refund your payment. No other PE-focused MSP offers this.
Trusted by Wealth Management firms from emerging managers to established GPs
Situation
High-volume LP DDQ process
Outcome
Completed in 3 days
Triada streamlined cyber DDQs across 200+ LPs, reducing turnaround from weeks to days and accelerating fundraising.
3 days
LP DDQ turnaround
200+ LPs
assessed
Situation
Security program maturity gap
Outcome
Exam ready
Built a risk-based security program that addressed key gaps and satisfied and LP requirements.
100%
audit findings closed
Stronger
LP confidence
Situation
Regulatory readiness
Outcome
Exam ready
Prepared for SEC cybersecurity exam with policies, evidence, and processes aligned to regulatory expectations.
Exam ready
On first review
Zero
material issues
Raffi Jamgotchian
Founder & CEO, Triada Networks
25+ years serving financial services IT; founded Triada in 2008 CISSP. Author, On Thin Ice (Chapter 31: "What Is a Security Framework?"). Host, Cybersecurity Cafe Show. Former President, GTIA (formerly CompTIA) IT Security Community. Member, FBI InfraGard and US Secret Service CyberFraud Task Force. President, Armenian Engineers and Scientists of America — Northeastern Section. Speaker on cybersecurity for investment firms.
If you're not satisfied within 90 days, we'll cancel your contract and refund your payment.
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